Broker Dealers

Broker Dealers require specialized accounting procedures to fulfill the S.E.C's and F.I.N.R.A.'s stringent requirements. To meet these demands, Larry D. Liberfarb, P.C. prepares audited financial statements and focus reports, we also perform monthly accounting and write-up services, including the maintenance of your general ledger, reconciliation of bank statements, and reconciliation of brokerage statements.

Additional services include, preparation of Focus Reports (monthly and quarterly), preparation and review of Net Capital Calculations (monthly or quarterly) and Auditing of Branch Offices for regulatory compliance.

In accordance with PCAOB guidelines we are now a registered firm.